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Form 5

From Wikipedia, the free encyclopedia

Form 5 is an SEC filing submitted to the Securities and Exchange Commission on an annual basis by company officers, directors, or beneficial (10%) owners, which summarizes their insider trading activities. This form is simply a combination of year's Form 4 filings, which are mandatory filings made shortly after insiders make transactions.

Form 5 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.[1][2][3]

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References

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  1. Balogh, Attila (April 26, 2023). "Insider trading". Scientific Data. 10 (237). doi:10.1038/s41597-023-02147-6. PMC 10130014. Retrieved May 3, 2024.
  2. Balogh, Attila (May 3, 2024). "Layline insider trading dataset". Harvard Dataverse. doi:10.7910/DVN/VH6GVH. Retrieved May 3, 2024.
  3. "Layline Dataverse".